Make Compliance Your Growth Engine
Advisor-led, compliance-friendly newsletters that are fast to approve, simple to personalize, and designed to drive meetings and AUM.
Proven Results
*Based on aggregate client data from Q4 2024
The $100M Problem Most Wealth Managers Face
You're attracting prospects, but they're not converting. You're spending time and money on the wrong people while your ideal clients remain invisible.
Generic Targeting
Casting a wide net hoping to catch high-net-worth clients, but ending up with tire-kickers and small accounts.
Low Conversion Rates
Meeting with prospects who don't have the assets, urgency, or decision-making authority you need.
Wasted Resources
Spending marketing dollars and valuable time on prospects who will never become profitable clients.
The Result?
You're working harder, not smarter. Your AUM growth stagnates while competitors with better targeting strategies pull ahead.
It doesn't have to be this way.
Why compliance-approved content is your secret weapon
Compliance approval isn't a blocker — it's a credential. When content is pre-cleared, advisors can move quickly, sound human, and retain a defensible record.
Send With Confidence
Pre-cleared templates let advisors communicate quickly and consistently.
Human, Not Corporate
Concise advisor notes outperform generic brand newsletters.
Audit-Ready By Design
Every send includes citations, disclosures, and logged activity.
Faster Time-To-Inbox
Templates + tokens speed approvals.
Higher Engagement
Advisor voice wins replies and meetings.
Lower Workload
Reusable assets reduce ad-hoc reviews.
Enable compliant advisor outreach at scale
Turn one compliance review into thousands of advisor sends. Here's the exact play — operational, repeatable, and built to scale.
Ingest and Summarize
Our AI Studio pulls your latest market updates and extracts high-value takeaways.
Cite and Disclose
Each takeaway ships with citations and pre-approved disclosure language.
Template Conversion
We convert content into micro notes, 3-line check-ins, and monthly briefs with safe token slots.
Compliance Handoff and Publish
Package content + citations + token rules once. After pre-clearance, templates populate each advisor library.
Managed Service (Optional)
Prefer a done-for-you model? Our specialists handle sends, personalization, CRM logs, and reporting. We also have a dedicated call center with trained agents who can call prospects and handle appointment setting for you.
Measure and Iterate
Track meetings per 1,000 sends, reply rates, and AUM per meeting to optimize cadence.
This is an operational play: ingest → approve once → scale many sends.
Business-first benefits
Strengthens investor confidence
Clients hear directly from the person they trust.
Boosts referrals
More advisor touches generate more introductions.
Increases retention
Consistent contact reduces attrition without added risk.
Re-engages prior clients
Maintain relationships with compliant, relevant touchpoints.
Drives organic growth
Advisor voice converts familiarity into meetings and AUM.
Compliance-ready packets
Templates, token rules, and disclosures included.
Monthly Service Investment
Pricing structure for lead nurture and content strategy implementation (when paid quarterly)
Solo
when paid quarterly
Essential lead nurture foundation
30-day setup / Launch on Day 31
Get StartedTeam
per advisor when paid quarterly
Complete lead nurture system
30-day setup / Launch on Day 31
Get StartedFirmwide
per advisor when paid quarterly
For enterprise and high-volume usage
30-day setup / Launch on Day 31
Get StartedAll plans include compliance-ready templates, proper citations, and full disclosure language
What advisors are saying
Discover how advisors have successfully unlocked their business potential with compliant, scalable communications.
"This system transformed how we stay in touch with clients. Compliance loves it, and our meeting rate has doubled."
"Finally, a way to scale personalized outreach without drowning compliance in review requests. Game changer."
"Our advisors are more engaged, clients feel more connected, and we have a complete audit trail. Perfect solution."
See the compliance-ready deliverable
This is what your advisors will send. Professional, compliant, and designed to drive engagement.
Every newsletter includes proper citations, disclosures, and pre-approved content that passes compliance review.
Proper Citations
Every data point sourced from Bloomberg, FactSet, and Edward Jones Research
Full Disclosures
Complete compliance language and risk disclaimers included
Ready to Send
Pre-approved templates that advisors can personalize and send immediately
We'll bring personalized sample drafts, token rules, the Compliance packet, and a 90-day rollout plan.